March 6 (Reuters) – The U.S. Securities and Exchange Commission said on Friday it fined Canaccord Genuity $20 million for failing to file approximately 150 suspicious activity reports. Canaccord did not admit or deny wrongdoing in agreeing to pay the civil fine. It also agreed to a censure. (Reporting by Jonathan Stempel in New York)
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Canaccord Genuity fined $20 million by US SEC
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March 6 (Reuters) – The U.S. Securities and Exchange Commission said on Friday it fined Canaccord Genuity $20 million for failing to file approximately 150 suspicious activity reports.
Canaccord did not admit or deny wrongdoing in agreeing to pay the civil fine. It also agreed to a censure.
(Reporting by Jonathan Stempel in New York)